Expert Panel on Securities Regulation

Creating an Advantage in Global Capital Markets


Table of Contents

The following research studies can be accessed at

  1. The ABCP Crisis in Canada: The Implications for the Regulation of Financial Markets
    By John Chant, Professor Emeritus of Economics, Simon Fraser University
  2. Principles-Based Securities Regulation
    By Cristie Ford, Assistant Professor of Law, University of British Columbia
  3. Structural Reform of Financial Regulation in Canada
    By Eric J. Pan, Associate Professor of Law, Benjamin N. Cardozo School of Law, New York, NY
  4. A Model for Common Enforcement in Canada: The Canadian Capital Markets Enforcement Agency and the Canadian Securities Hearing Tribunal
    By Poonam Puri, Associate Professor of Law, Osgoode Hall Law School
  5. The Québec Experience with an Independent Administrative Tribunal Specialized in Securities: A Study of the Bureau de décision et de révision en valeurs mobilières
    By Stéphane Rousseau, Associate Professor of Law, Université de Montréal
  6. Proportionate Securities Regulation: The Potential for Scaled Treatment of Junior Issuers
    By Janis Sarra, Professor of Law, University of British Columbia
  7. Objectives, Outcomes, and Performance Measures in Securities Regulation
    By Larry Schwartz, Independent Economic Consultant